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1. Are broker-dealers fiduciaries, and if so, what specific duties must they perform?
2. Should mutual fund managers be classified as fiduciaries? If so, what are the practical implications of being fiduciaries for their fee structure?
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1. Are broker-dealers fiduciaries, and if so, what specific duties must they perform? 2. Should… was first posted on July 6, 2020 at 12:01 am.
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